[1]方一平.基于自然的横断山区居民基本生计消长效应及其地域类别性征[J].山地学报,2023,(6):879-890.[doi:10.16089/j.cnki.1008-2786.000794]
 FANG Yiping.Nature-Based Effects on Basic Livelihoods of Residents in the Hengduan Mountains of Southeastern China and Their Geographic Characterization[J].Mountain Research,2023,(6):879-890.[doi:10.16089/j.cnki.1008-2786.000794]
点击复制

基于自然的横断山区居民基本生计消长效应及其地域类别性征
分享到:

《山地学报》[ISSN:1008-2186/CN:51-1516]

卷:
期数:
2023年第6期
页码:
879-890
栏目:
山区发展
出版日期:
2024-02-05

文章信息/Info

Title:
Nature-Based Effects on Basic Livelihoods of Residents in the Hengduan Mountains of Southeastern China and Their Geographic Characterization
文章编号:
1008-2786-(2023)6-879-12
作者:
方一平
(1.中国科学院、水利部成都山地灾害与环境研究所,成都 610299; 2.中国科学院大学 资源与环境学院,北京 100049; 3.中国-巴基斯坦地球科学研究中心,伊斯兰堡 45320)
Author(s):
FANG Yiping
(1. Institute of Mountain Hazards and Environment, Chinese Academy of Sciences and Ministry of Water Resources, Chengdu 610299, China; 2. College of Resources and Environment, University of Chinese Academy of Sciences, Beijing 100049, China; 3. China-Pakistan Joint Research Center on Earth Sciences, CAS-HEC, Islamabad 45320, Pakistan)
关键词:
横断山区 居民基本生计 生计消长效应 社会生态系统 地域类型
Keywords:
the Hengduan Mountain Area essential livelihood of residents livelihood growth and decline effect social-ecological system region type
分类号:
F901; F061.4; X24
DOI:
10.16089/j.cnki.1008-2786.000794
文献标志码:
A
摘要:
面对气候变化这一全人类共同的挑战,居民生计必须适应社会生态系统的波动,生计产出才有更高、更强的韧性。动态的社会生态系统对生计的支撑效果监测是一个既复杂又尚待解决的难题,而开展基于自然的生计效应模拟是可持续生计研究的新方向。本文以干湿和用地条件为基础,以横断山区76个县(区、市)为样本,着眼居民日常基本生存状态表征,采用EViews 10软件探讨主要自然变量在居民基本生计维系中的角色和量变关系。结果表明:(1)自然系统主变量对本地居民基本生计的贡献率达到72%,充分体现了横断山区自然系统对居民基本生计支持的鲜明主导性,居民基本生计对横断山区自然系统的高度依赖性。同时,提升耕地量质是有效促进居民基本生计水平的最高优先序,而降低自然灾害风险、弱化生态系统脆弱性能有效收缩对居民基本生计产生的负向作用幅度。(2)在基本生计向富足生计转型过程中,耕地始终是极为关键的生计基础,耕地保护、农业生态系统功能保全直接影响横断山区居民的自然资本及其基本生计保障能力。(3)自然、社会系统对居民基本生计的支撑效应既因地理尺度而异,又因地域类型而别,也因发展阶段而变。着重生态和社会系统的协同配合是生计改进效应最大化的捷径。
Abstract:
In the context of global climate change challenging rural livelihood in China, a resilient livelihood pattern must come through adaption to the fluctuation of social-ecological system for a higher and stronger livelihood output. Monitoring the effects of dynamic socio-ecological systems in supporting livelihoods is a complex and unresolved challenge, and nature-based modeling of livelihood effects is a new direction in sustainable livelihoods research. Unfortunately, the role of nature-based solution in support of resilience livelihoods was unclear.
In this paper, it investigated the roles and quantitative relationships of natural variables in the maintenance of residents' basic livelihoods, which focused on the characterization of residents' subsistence, based on dry, wet and land use conditions in 76 counties(districts and cities)in the areas of the Hengduan Mountainous of southeastern China. EViews 10 software was used to complete the statistic of samples.
It found(1)in the Hengduan Mountains area, the contribution rate of natural system to local residents' basic livelihood reached 72%, indicating residents' basic livelihoods were highly dependent on natural system, which fully reflected the distinct dominance of natural system to residents' basic livelihood support. Furthermore, improving the quantity and quality of cultivated land was the highest priority to effectively promote a basic subsistence level of local residents, while reducing risk of natural disasters and weakening vulnerability of social-ecological system could shrink effectively negative impact on basic livelihood.(2)In the process of transitioning from a basic to an abundant livelihood pattern either in the humid areas, agricultural areas, pastoral areas, or the semi-pastoral areas of the Hengduan Mountainous, arable land had played an extremely critical role in improving livelihoods. Protection of arable land and preservation of agro-ecosystem functions had a direct impact on the natural capital of local inhabitants and their potential to secure basic livelihoods.(3)The supportive effect of social-ecological system on the basic livelihoods of local inhabitants varied with geographical scale, the type of territory and the stage of development.
In conclusive, materializing the synergy between ecological and social systems is a shortcut to maximize the effect of livelihood improvement.

参考文献/References:

[1] GLASER M, KRAUSE G, HALLIDAY A, et al. Towards global sustainability analysis in the Anthropocene [G]//GLASER M, KRAUSE G, RATTER B, et al. Human-nature interactions in the Anthropocene: Potentials of social-ecological systems analysis. New York: Taylor and Francis, 2012: 193-222.
[2] BERKES F, FOLKE C. Linking social and ecological systems management practices and social mechanisms for building resilience [M]. Cambridge: Cambridge University Press, 1998: 13-20.
[3] RUTTING L, VERVOOT J, MEES H, et al. Strengthening foresight for governance of social-ecological systems: An interdisciplinary perspective [J]. Futures, 2022, 141: 120988. DOI: 10.1016/j.futures.2022.102988
[4] SALAFSKY N, WOLLENBERG E. Linking livelihoods and conservation: A conceptual framework and scale for assessing the integration of human needs and biodiversity [J]. World Development, 2000, 28(8): 1421-1438. DOI: 10.1016/S0305-750X(00)00031-0
[5] NIXON R, MA Z, ZANOTTI L, et al. Adaptation to social-ecological change in northwestern Pakistan: Household strategies and decision-making processes [J]. Environmental Management, 2022, 69: 887-905. DOI: 10.1007/s00267-021-01583-7
[6] VOLPATO G, KING E G. From cattle to camels: Trajectories of livelihood adaptation and social-ecological resilience in a Kenyan pastoralist community [J]. Regional Environmental Change, 2019, 19: 849-865. DOI: 10.1007/s10113-018-1438-z
[7] HOQUE S F, QUINN C, SALLU S. Differential livelihood adaptation to social-ecological change in coastal Bangladesh [J]. Regional Environmental Change, 2018, 18: 451-463. DOI: 10.1007/s10113-017-1213-6
[8] FERROL-SCHULTE D, WOLFF M, FERSE S, et al. Sustainable livelihoods approach in tropical coastal and marine social-ecological systems: A review [J]. Marine Policy, 2013, 42: 253-258. DOI: 10.1016/J.MARPOL.2013.03.007
[9] NEL R, MEARNS K F, JORDAAN M, et al. The role of modelling in resource management within the livelihood-conservation nexus: A socio-ecological systems approach to Sand Forest harvesting, Northern KwaZulu-Natal [J]. Ecological Informatics, 2022, 69: 101600. DOI: 10.1016/j.ecoinf.2022.101600
[10] GHODSVALI M, DANE G, DE VRIES B. The nexus social-ecological system framework(NexSESF): A conceptual and empirical examination of trans-disciplinary food-water-energy nexus [J]. Environmental Science and Policy, 2022, 130: 16-24. DOI: 10.1016/j.envsci.2022.01.010
[11] CHARLES A. People, oceans and scale: Governance, livelihoods and climate change adaptation in marine social–ecological systems [J]. Current Opinion in Environmental Sustainability, 2012, 4: 351-357. DOI: 10.1016/j.cosust.2012.05.011
[12] PERRY R I, BUNDY A, HOFMANN E E. From biogeochemical processes to sustainable human livelihoods: The challenges of understanding and managing changing marine social-ecological systems [J]. Current Opinion in Environmental Sustainability, 2012, 4: 253-257. DOI: 10.1016/j.cosust.2012.06.009
[13]唐红林, 陈佳, 常翔僖, 等. 政策变迁背景下干旱区乡村适应演化特征与农户生计响应—以甘肃省民勤县为例[J]. 西北大学学报(自然科学版), 2022, 52(4): 628-642. [TANG Honglin, CHEN Jia, CHANG Xiangxi, et al. Rural adaptation and evolution and household livelihood response in aril areas under the background of policy changes: A case of Minqin county, Gansu province [J]. Journal of Northwest University(Natural Science Edition), 2022, 52(4): 628-642] DOI: 10.16152/j.cnki.xdxbzr.2022-04-011
[14] VILLASANTE S, GIANELI I, CASTREJON M, et al. Social-ecological shifts, traps and collapses in small-scale fisheries: Envisioning a way forward to transformative changes [J]. Marine Policy, 2022, 136: 104933. DOI: 10.1016/j.marpol.2021.104933
[15] CINNER J E, MCCLANAHAN T R, WAMUKOTA A. Differences in livelihoods, socioeconomic characteristics, and knowledge about the sea between fishers and non-fishers living near and far from marine parks on the Kenyan coast [J]. Marine Policy, 2010, 34: 22-28. DOI: 10.1016/j.marpol.2009.04.003
[16] BENE C, MINDJIMBA K, BELAL E, et al. Evaluating livelihood strategies and the role of inland fisheries in rural development and poverty alleviation: The case of the Yaéré floodplain in north Cameroon [G]//SHRIVER A L, Proceedings of the Tenth Biennial Conference of the International Institute of Fisheries Economics and Trade. Corvallis, Oregon: International Institute of Fisheries Economics and Trade - College of Agricultural Sciences - Oregon State University, 2000: 1-13.
[17] HRABANSKI M, LE COQ J F. Climatisation of agricultural issues in the international agenda through three competing epistemic communities: Climate-smart agriculture, agroecology, and nature-based solutions [J]. Environmental Science and Policy, 2022, 127: 311-320. DOI: 10.1016/j.envsci.2021.10.022
[18] DICK J, CARRUTHERSJONES J, CARVER S, et al. How are nature-based solutions contributing to priority societal challenges surrounding human well-being in the United Kingdom: A systematic map [J]. Environmental Evidence, 2020, 9: 25. DOI: 10.1186/s13750-020-00208-6
[19] ROCHESTER W A, SKEWES T D, SUADNYA I W, et al. A typology of natural resource use for livelihood impact assessments in Nusa Tenggara Barat province, Indonesia [J]. Climate Risk Management, 2016, 12: 59-68. DOI: 10.1016/j.crm.2015.11.002
[20] NATARAJAN N, NEWSHAM A, RIGG J, et al. A sustainable livelihoods framework for the 21st century [J]. World Development, 2022, 155: 105898. DOI: 10.1016/j.worlddev.2022.105898
[21] HAGERTY M R. Testing Maslow's hierarchy of needs: National quality-of-life across time [J]. Social Indicators Research, 1999, 46: 249-271. DOI: 10.1023/A:1006921107298
[22] FANG Yiping, ZHU Fubiao, QIU Xiaoping, et al. Effects of natural disasters on livelihood resilience of rural residents in Sichuan [J]. Habitat International, 2018, 76: 19-28. DOI: 10.1016/j.habitatint.2018.05.004
[23] WALELIGN S Z, POULIOT M, LARSEN H O, et al. Combining household income and asset data to identify livelihood strategies and their dynamics [J]. Journal of Development Studies, 2017, 53: 769-787. DOI: 10.1080/00220388.2016.1199856
[24] WALELIGN S Z. Getting stuck, falling behind or moving forward: Rural livelihood movements and persistence in Nepal [J]. Land Use Policy, 2017, 65: 294-307. DOI: 10.1016/j.landusepol.2017.04.017
[25] YIN Le, DAI Erfu, GUAN Mei, et al. A novel approach for the identification of conservation priority areas in mountainous regions based on balancing multiple ecosystem services: A case study in the Hengduan Mountain region [J]. Global Ecology and Conservation, 2022, 38: e02195. DOI: 10.1016/j.gecco.2022.e02195
[26]张谊光. 横断山区垂直气候的几个问题[J]. 资源科学, 1998, 20(3): 12-19. [ZHANG Yiguang. Several issues concerning vertical climate of the Hengduan Mountains [J]. Resources Science, 1998, 20(3): 12-19]
[27]杨靖, 戴君虎, 姚华荣, 等. 1992—2020 年横断山区植被分布与植被活动变化[J]. 地理学报, 2022, 77(11): 2787-2802. [YANG Jing, DAI Junhu, YAO Huarong, et al. Vegetation distribution and vegetation activity changes in the Hengduan Mountains from 1992 to 2020 [J]. Acta Geographica Sinica, 2022, 77(11): 2787-2802] DOI: 10.11821/dlxb202211007
[28]胡凯衡, 魏丽, 刘双, 等. 横断山区泥石流空间格局和激发雨量分异性研究[J]. 地理学报, 2019, 74(11): 2303-2313. [HU Kaiheng, WEI Li, LIU Shuang, et al. Spatial pattern of debris-flow catchments and the rainfall amount of triggering debris flows in the Hengduan Mountains region [J]. Acta Geographica Sinica, 2019, 74(11): 2303-2313] DOI: 10.11821/dlxb201911008
[29]申泽西, 张强, 吴文欢, 等. 青藏高原及横断山区地质灾害易发区空间格局及驱动因子[J]. 地理学报, 2022, 77(5): 1211-1224. [SHEN Zexi, ZHANG Qiang, WU Wenhuan, et al. Spatial pattern and attribution analysis of the regions with frequent geological disasters in the Tibetan Plateau and Hengduan Mountains [J]. Acta Geographica Sinica, 2022, 77(5): 1211-1224] DOI: 10.11821/dlxb202205012
[30]徐瑞池, 李秀珍, 胡凯衡, 等. 横断山区山地灾害的动态危险性评价[J]. 灾害学, 2019, 34(3): 196-201+208. [XU Ruichi, LI Xiuzhen, HU Kaiheng, et al. A dynamic hazard assessment for mountain hazards in Hengduan mountain area [J]. Journal of Catastrophology, 2019, 34(3): 196-201+208] DOI: 10.3969/j. issn.1000-811X.2019.03.036
[31]范建容, 杨超, 包维楷, 等. 西南地区干旱河谷分布范围及分区统计分析[J]. 山地学报, 2020, 38(2): 303-313. [FAN Jianrong, YANG Chao, BAO Weikai, et al. Distribution scope and district statistical analysis of dry valleys in southwest China [J]. Mountain Research, 2020, 38(2): 303-313] DOI: 10.16089/j.cnki.1008-2786.000511
[32] 方一平. 横断山区精准扶贫的绿色思路与对策建议[J]. 战略与决策, 2018,(4): 7-10+13. [FANG Yiping. Green ideas and strategies for precise poverty alleviation in Hengduan Mountains [J]. Decision-Making and Consultancy, 2018,(4): 7-10+13]
[33] MEYLAN G, THIOMBIANO B A, LE Q B. Towards assessing the resource criticality of agricultural livelihood systems [J]. Ecological Indicators, 2021, 124: 107385. DOI: 10.1016/j.ecolind.2021.107385
[34] TUFA D E, MEGENTO T L. The effects of farmland conversion on livelihood assets in peri-urban areas of Addis Ababa Metropolitan city, the case of Akaki Kaliti sub-city, Central Ethiopia [J]. Land Use Policy, 2022, 119: 106197. DOI: 10.1016/j.landusepol.2022.106197
[35] TAMULY R, MUKHOPADHYAY P. Natural disasters and well-being in India: A household-level panel data analysis [J]. International Journal of Disaster Risk Reduction, 2022, 79: 103158. DOI: 10.1016/j.ijdrr.2022.103158
[36] LIU Wei, LI Jie, XU Jie. Effects of disaster-related resettlement on the livelihood resilience of rural households in China [J]. International Journal of Disaster Risk Reduction, 2020, 49: 101649. DOI: 10.1016/j.ijdrr.2020.101649
[37]卞耀劲, 孙鹏, 张强, 等. 横断山区极端气候变化的时空格局[J]. 水利水电技术(中英文),2021, 52(9): 1-15. [BIAN Yaojin, SUN Peng, ZHANG Qiang, et al. Spatial distribution characteristics of extreme climatic events in the Hengduan Mountains Region [J]. Water Resources and Hydropower Engineering, 2021, 52(9): 1-15] DOI: 10.13928/j.cnki.wrahe.2021.09.001
[38] WISELY A M, ALEXANDER K, MAHLABA T, et al. Linking ecosystem services to livelihoods in southern Africa [J]. Ecosystem Services, 2018, 30: 339-341. DOI: 10.1016/j.ecoser.2018.03.008
[39] CHETTRI N, ARYAL K, THAPA S, et al. Contribution of ecosystem services to rural livelihoods in a changing landscape: A case study from the Eastern Himalaya [J]. Land Use Policy, 2021, 109: 105463. DOI: 10.1016/j.landusepol.2021.105643
[40] HU Q N, PEDROSO R, BRUNS A, et al. Changing dynamics of livelihood dependence on ecosystem services at temporal and spatial scales: An assessment in the southern wetland areas of Bangladesh [J]. Ecological Indicators, 2020, 110: 105855. DOI: 10.1016/j.ecolind.2019.105855
[41] FANG Yiping, ZHU Fubiao, YI Shuhua, et al. Role of permafrost in resilience of social-ecological system and its spatio-temporal dynamics in the source regions of Yangtze and Yellow Rivers [J]. Journal of Mountain Science, 2019, 16(1): 179-194. DOI: 10.1007/s11629-018-5078-z
[42] HOLING C S. Resilience and stability of ecological systems [J]. Annual Review of Ecology and Systematics, 1973, 7(4): 1-23. DOI: 10.1146/annurev.es.04.110173.000245
[43] KEMKES R J. The role of natural capital in sustaining livelihoods in remote mountainous regions: The case of Upper Svaneti, Republic of Georgia [J]. Ecological Economics, 2015, 117: 22-31. DOI: 10.1016/j.ecolecon.2015.05.002
[44] BRUNO J E, FERNANDEZ-GIMENEZ M E, BALGOPAL M M. Identity theory in agriculture: Understanding how social-ecological shifts affect livestock ranchers and farmers in northeastern Colorado [J]. Journal of Rural Studies, 2022, 94: 204-217. DOI: 10.1016/j.jrurstud.2022.06.007
[45] YOU Heyuan, ZHANG Xiaoling. Sustainable livelihoods and rural sustainability in China: Ecologically secure, economically efficient or socially equitable [J]. Resources, Conservation and Recycling, 2017, 120: 1-13. DOI: 10.1016/j.resconrec.2016.12.010
[46] WANG Yahui, DAI Erfu, GE Quansheng, et al. Spatial heterogeneity of ecosystem services and their trade-offs in the Hengduan Mountain region, southwest China [J]. Catena, 2021, 207: 105632. DOI: 10.1016/j.catena.2021.105632
[47]杨勤业, 郑度. 横断山区综合自然区划纲要[J]. 山地研究, 1989, 7(1): 56-74. [YANG Qinye, ZHENG Du. An outline of physic-geographic regionalization of the Hengduan Mountainous region [J]. Mountain Research, 1989, 7(1): 56-74] DOI: 10.16089/j.cnki.1008-2786.1989.01.010
[48] FARRERAS V, SALVADOR P F. Why do some participatory guarantee systems emerge, become effective, and are sustained over time, while others fail? An application of the Ostrom social-ecological system framework [J]. Land Use Policy, 2022, 118: 106134. DOI: 10.1016/j.landusepol.2022.106134
[49] SINGH R K, BHARDWAJ R, SUREJA A K,et al. Livelihood resilience in the face of multiple stressors: Biocultural resourcebased adaptive strategies among the vulnerable communities [J]. Sustainability Science, 2022, 17: 275-293. DOI: 10.1007/s11625-021-01057-z
[50] GUPTA H, NISHI M, GASPARATOS A. Community-based responses for tackling environmental and socio-economic change and impacts in mountain social-ecological systems [J]. Ambio, 2022, 51: 1123-1142. DOI: 10.1007/s13280-021-01651-6
[51] ERWIN A, MA Z, POPOVICI R, et al. Intersectionality shapes adaptation to social-ecological change [J]. World Development, 2021, 138: 105282. DOI: 10.1016/j.worlddev.2020.105282
[52] WITTMAN H, CHAPPELL M J, ABSON D J, et al. A social–ecological perspective on harmonizing food security and biodiversity conservation [J]. Regional Environmental Change, 2017, 17: 1291-1301. DOI: 10.1007/s10113-016-1045-9

相似文献/References:

[1]郑度.喜马拉雅山区与横断山区自然条件对比[J].山地学报,1988,(03):137.
[2]吕荣森.横断山区干旱河谷落叶果树资源及其开发[J].山地学报,1988,(04):219.
[3]潘裕生.横断山区地质构造分区[J].山地学报,1989,(01):3.
[4]李炳元.横断山区地貌区划[J].山地学报,1989,(01):13.
[5]张谊光.横断山区气候区划[J].山地学报,1989,(01):21.
[6]熊怡,李秀云,王玉枝,等.横断山区水文区划[J].山地学报,1989,(01):29.
[7]余有德,刘伦辉,张建华.横断山区植被分区[J].山地学报,1989,(01):47.
[8]杨勤业,郑度.横断山区综合自然区划纲要[J].山地学报,1989,(01):56.
[9]文传甲.横断山区地形对水热条件的影响[J].山地学报,1989,(01):65.
[10]刘伦辉.横断山区干旱河谷植被类型[J].山地学报,1989,(03):175.

备注/Memo

备注/Memo:
收稿日期(Received date): 2023-11-20; 改回日期(Accepted date):2023-12-20
基金项目(Foundation item): 国家自然科学基金(42171209)。[National Natural Science Foundation of China(42171209)]
作者简介(Biography): 方一平(1965-), 男,博士,二级研究员,主要研究方向:山区可持续发展与气候变化适应。[FANG Yiping(1965-), male, Ph.D. professor, research on sustainable development and climate change adaptation in mountainous areas] E-mail: ypfang@imde.ac.cn
更新日期/Last Update: 2023-11-30